Futu Holdings Ltd
No SEC Form 4 filings for $FUTU in the last 30 days.
Futu (NASDAQ:FUTU) reported Q1 2026 record trading activity and 225,000 net new funded accounts, bringing total funded accounts to 3.59 million (+34% YoY, +7% QoQ). Revenue rose 25% YoY to HKD 5.9 billion, but net income fell 61% to HKD 831 million after a CSRC Shenzhen administrative penalty of about RMB 1.85 billion. Trading volume hit HKD 4.15 trillion (+29% YoY).
China’s securities regulator, the CSRC, fined Tiger Brokers, Futu Holdings and Longbridge Securities for allegedly enabling illegal cross-border securities trading for mainland clients without required approvals. The CSRC said it will confiscate illegal gains and impose penalties, including Rmb1.85bn for Futu and a proposed Rmb308m for Tiger plus about Rmb103m confiscation. Shares of Tiger’s and Futu’s US-listed parents fell over 40% premarket.
Futu Holdings, parent of moomoo, reported unaudited Q1 2026 results: revenue of US$746.9 million, up 25% year over year, and US$117.3 million in non-GAAP adjusted net income. As of March 31, 2026 it had 30.17 million registered users and US$155.8 billion in client assets (+47.2% YoY). Trading volume rose 29.1% YoY to US$529.4 billion; AUM was US$22.8 billion (+28.2% YoY).
