Clean Energy Technologies, Inc. (CETY): Entry into a Material Definitive Agreement
Clean Energy Technologies, Inc. (CETY) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. EX-10.1 2 ex10-1.htm EX-10.1 Exhibit 10.1 SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT THIS SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “ Agreement ”) dated as of May 27, 2026(the
How this was made
The 30-second read
Why it matters
The disclosure signals a new financing facility and associated repayment/interest obligations, with potential credit-risk implications if covenants or maturity/repayment terms are tight. The make-whole premium and default-rate provisions increase downside in stress scenarios.
Market read
Material definitive financing documentation can reprice perceived leverage and liquidity risk for small-cap issuers, especially when terms/covenants are not yet fully digested by the market.
What to watch
Traders will need the missing exhibits (e.g., Exhibit B-4 repayment schedule, B-5 interest rate, and any covenant/security details) to judge whether this is manageable liquidity support or a higher-risk leverage step-up.
Background
The 8-K reports CETY’s entry into a Subordinated Business Loan and Security Agreement dated May 27, 2026, with a collateral agent and lead lender, and includes provisions for term loan repayment, interest, default rate, and make-whole prepayment fees.
Ticker impact
CETY filed an 8-K disclosing entry into a Subordinated Business Loan and Security Agreement, creating new direct financial obligations.
Likely modest negative-to-neutral near-term bias as leverage/financing risk rises, with sensitivity to loan terms and any disclosed covenants.
The filing confirms a new material definitive financing agreement (Item 1.01/2.03) but the excerpt does not provide principal size, maturity, or covenant details that would sharpen magnitude of impact.
Market effects
Adds a data point on how small-cap clean-energy issuers are funding operations via subordinated secured debt structures.
No clear regional read-through beyond US small-cap credit conditions.
Limited; this is company-specific financing documentation.
Counterpoint
If the loan replaces more expensive or dilutive funding, the net effect could be neutral or even supportive despite the “obligation” framing.
Key entities
- issuerClean Energy Technologies, Inc.
Borrower/parent entering the subordinated business loan and security agreement disclosed in the 8-K.
- lenderAgile Lending, LLC
Lead lender under the subordinated business loan agreement.
- collateral_agentAgile Capital Funding, LLC
Collateral agent named in the agreement.
