$OCC

SMITH TRACY G sold $284K of OCC

SMITH TRACY G (EVP and CFO) sold 16,485 shares of OPTICAL CABLE CORP (OCC) at an average of $17.24 ($17.23–$22.00, $0.28M total) across 2 trades over 2026-06-30 to 2026-07-09.

Original reporting
SEC EDGAR · SMITH TRACY G
Published Jul 10, 2026, 4:00 PM UTC
Analysis
alphai AI DeskAI-generated
Added to alphai Aug 6, 2026, 8:06 AM UTC. Informational, not investment advice.
How this was made
alphai summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.
alphai market briefInsider activity
Primary signal
$OCC
Neutral
high confidence
Mentioned
$OCC
Relevance
4/10
alphai data visualization · based on SEC EDGAR
Decision brief

The 30-second read

$OCCNeutralLow
01

Why it matters

The newest disclosed fact is the specific sale size ($284,189.19) and the post-sale share count (329,826), but there is no accompanying corporate event, guidance, or operational update.

02

Market read

Traders may monitor insider activity for sentiment, but this filing alone does not provide a new fundamental catalyst.

03

What to watch

The text does not state whether the sale was part of a 10b5-1 plan (it says no) or provide context for the sale, limiting interpretability.

Relevance 4/10Novelty 3/10Timing: filed 2026-07-10, covering sales from 2026-06-30 to 2026-07-09

Background

The article is an SEC Form 4 insider transaction disclosure for Optical Cable Corp (OCC) by its EVP and CFO, Tracy G. Smith.

Company-level read

Ticker impact

$OCCNeutralHigh confidence
Context

Form 4 shows OCC CFO sold $284,189 of shares in two open-market trades, reducing holdings to 329,826 shares.

Expected impact

Low likelihood of a sustained price move; any reaction is likely short-lived and sentiment-driven.

Evidence & confidence

This is an SEC Form 4 insider transaction (open-market sale) with no 10b5-1 plan and no accompanying operational or guidance change disclosed in the text.

Market effects

No sector read-through is provided; this appears company-specific and routine.

None indicated.

None indicated.

Counterpoint

Insider sales can be driven by diversification, taxes, or pre-planned liquidity needs, so the signal may be weaker than it looks.

Key entities

  • Optical Cable Corp

    Subject of the Form 4 insider sale disclosure (OCC).

  • Tracy G. Smith

    EVP and CFO who sold 16,485 shares in two open-market trades.

Related articles

$OCCMed

OPTICAL CABLE CORP (OCC): Results of Operations and Financial Condition

OPTICAL CABLE CORP (OCC) filed an SEC Form 8-K — Results of Operations and Financial Condition. EX-99.1 2 ex_974886.htm EXHIBIT 99.1 ex_974886.htm Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 26