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SEC EDGARSEP 161 min read$COF

Dean Lia sold $426K of COF

Dean Lia (Pres, Banking & Prem. Products) sold 2,066 shares of CAPITAL ONE FINANCIAL CORP (COF) at $206.07 ($0.43M total) on 2026-09-15 under a Rule 10b5-1 trading plan.

Original reporting
SEC EDGAR · Dean Lia
Published Sep 16, 2026, 8:05 PM UTC
Analysis
AlphAI AI DeskAI-generated
Added to AlphAI Sep 16, 2026, 9:11 PM UTC. Informational, not investment advice.
How this was made
AlphAI summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.
About AlphAI AI DeskScoring methodologyReport an issue
AlphAI market briefInsider activity
Primary signal
$COF
Neutral
high confidence
Mentioned
$COF
Relevance
3/10
AlphAI data visualization · based on SEC EDGAR
Decision brief

The 30-second read

$COFNeutralLow
01

Why it matters

The disclosed sale is a routine 10b5‑1 execution with limited market impact.

02

Market read

Minor insider sell; no immediate trading implication.

03

What to watch

Potential upcoming regulatory or earnings events not reflected in this filing.

Relevance 3/10Novelty 4/10Timing: post‑market 2026‑09‑15

Background

SEC Form 4 filing discloses insider transactions; required for transparency.

Company-level read

Ticker impact

$COFNeutralHigh confidence
Context

Dean Lia, Capital One's President of Banking & Premium Products, sold 2,066 shares for $425,740 via a 10b5‑1 plan.

Expected impact

No material impact; price likely unchanged.

Evidence & confidence

The sale amount is small relative to market cap and insider holdings remain sizable.

Market effects

Sector

None; banking sector not affected by a single insider sale.

Regional

None; U.S. financial services market unchanged.

Global

None

Counterpoint

What could challenge this read

If the insider is reducing exposure ahead of undisclosed issues, could signal downside.

Key entities

  • Officer
    Dean Lia

    President, Banking & Premium Products at Capital One Financial Corp.

  • Company
    Capital One Financial Corp

    U.S. bank holding company (ticker COF).

Read at source← All news

Full insider trading history

This story covers one filing. See everything behind it: every insider buy and sell on record, 10b5-1 plans, late filings, and which officers and directors are trading.

COF insider trading history →

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