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SEC EDGARSEP 231 min read$LITE

Wupen Yuen sold $1.4M of LITE

Wupen Yuen (PRESIDENT, GLOBAL BUS. UNITS) sold 1,500 shares of Lumentum Holdings Inc. (LITE) at an average of $947.13 ($935.55–$959.27, $1.42M total) across 3 trades over 2026-09-21 to 2026-09-23 under a Rule 10b5-1 trading plan.

Original reporting
SEC EDGAR · Wupen Yuen
Published Sep 23, 2026, 8:47 PM UTC
Analysis
AlphAI AI DeskAI-generated
Added to AlphAI Sep 23, 2026, 8:53 PM UTC. Informational, not investment advice.
How this was made
AlphAI summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.
About AlphAI AI DeskScoring methodologyReport an issue
AlphAI market briefInsider activity
Primary signal
$LITE
Bearish
medium confidence
Mentioned
$LITE
Relevance
5/10
AlphAI data visualization · based on SEC EDGAR
Decision brief

The 30-second read

$LITEBearishLow
01

Why it matters

The disclosed sale reduces insider ownership, which may be interpreted as a bearish signal.

02

Market read

Provides fresh insider transaction data for Lumentum, useful for short-term traders.

03

What to watch

Potential tax planning or portfolio rebalancing unrelated to company fundamentals.

Relevance 5/10Novelty 6/10Timing: same-day filing 2026-09-23

Background

Form 4 filings disclose insider transactions; a 10b5-1 plan allows pre-scheduled sales.

Company-level read

Ticker impact

$LITEBearishMedium confidence
Context

President Wupen Yuen sold 1,500 shares for $1.42M via a 10b5-1 plan, reducing his stake to 110,127 shares.

Expected impact

Possible modest downside pressure over the next few days.

Evidence & confidence

The sale size is modest relative to market cap, but the insider's role amplifies relevance.

Market effects

Sector

Minimal impact on the photonics sector; only reflects individual insider activity.

Regional

No significant regional effect.

Global

Limited to investors tracking Lumentum.

Counterpoint

What could challenge this read

The sale could be routine under a pre-arranged plan, not indicative of negative outlook.

Key entities

  • company
    Lumentum Holdings Inc.

    Manufacturer of optical and photonic components.

  • person
    Wupen Yuen

    President, Global Business Units at Lumentum.

Read at source← All news

Full insider trading history

This story covers one filing. See everything behind it: every insider buy and sell on record, 10b5-1 plans, late filings, and which officers and directors are trading.

LITE insider trading history →

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