SEC EDGAROCT 71 min read$COF

Cooper Matthew W sold $687K of COF

Cooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares of CAPITAL ONE FINANCIAL CORP (COF) at $196.22 ($0.69M total) on 2026-10-06 under a Rule 10b5-1 trading plan.

Original reporting

SEC EDGAR · Cooper Matthew W

Published Oct 7, 2026, 8:09 PM UTC

Analysis

AlphAI AI DeskAI-generated

Added to AlphAI Oct 7, 2026, 8:11 PM UTC. Informational, not investment advice.

How this was made

AlphAI summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.

About AlphAI AI Desk Scoring methodology Report an issue

AlphAI market briefInsider activity

Primary signal

$COF

Bearish

medium confidence

Mentioned

$COF

Relevance

4/10

AlphAI data visualization · based on SEC EDGAR

Decision brief

The 30-second read

$COFBearishLow

Why it matters

A 10b5‑1 planned sale by a senior officer is a standard disclosure with modest market relevance.

Market read

The filing provides a fresh data point on insider holdings but is unlikely to drive major price moves.

What to watch

Potential upcoming earnings guidance or macro factors could dominate price movement.

Relevance 4/10Novelty 4/10Timing: after‑hours filing today

Background

SEC Form 4 filings disclose insider transactions; investors monitor them for signals.

Company-level read

Ticker impact

AI estimates · verify against primary disclosures

$COFBearishMedium confidence

Context

General Counsel & Corp Secy sold 3,500 shares for $686,770 via a 10b5‑1 plan, reducing his stake to 79,694 shares.

Expected impact

likely slight downward pressure as the market prices the insider sell.

Evidence & confidence

A $687K sale by a senior officer is material but modest in size relative to market cap; typical market reaction is mild price dip.

Market effects

Sector

Minimal impact on the financial services sector; insider sales are routine.

Regional

No significant regional effect.

Global

Limited to investors tracking Capital One.

Counterpoint

What could challenge this read

The sale could be unrelated to fundamentals and may not affect price.

Key entities

Officer
Cooper Matthew W
General Counsel & Corporate Secretary of Capital One Financial Corp.

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