SEC EDGAROCT 71 min read$AAOI

Yeh Shu-Hua (Joshua) sold $720K of AAOI

Yeh Shu-Hua (Joshua) (*** See Remarks) sold 6,000 shares of APPLIED OPTOELECTRONICS, INC. (AAOI) at $120.03 ($0.72M total) on 2026-10-05 under a Rule 10b5-1 trading plan.

Original reporting

SEC EDGAR · Yeh Shu-Hua (Joshua)

Published Oct 7, 2026, 8:05 PM UTC

Analysis

AlphAI AI DeskAI-generated

Added to AlphAI Oct 7, 2026, 8:11 PM UTC. Informational, not investment advice.

How this was made

AlphAI summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.

About AlphAI AI Desk Scoring methodology Report an issue

AlphAI market briefInsider activity

Primary signal

$AAOI

Bearish

medium confidence

Mentioned

$AAOI

Relevance

4/10

AlphAI data visualization · based on SEC EDGAR

Decision brief

The 30-second read

$AAOIBearishLow

Why it matters

The disclosed sale provides fresh data on insider holdings, which can influence short‑term price dynamics.

Market read

New insider transaction for a micro‑cap; modest relevance for traders monitoring AAOI.

What to watch

Potential upcoming product launches or contracts could offset the negative signal.

Relevance 4/10Novelty 4/10Timing: after-hours filing on 2026-10-07

Background

SEC Form 4 filing discloses an insider's open‑market sale of AAOI shares.

Company-level read

Ticker impact

AI estimates · verify against primary disclosures

$AAOIBearishMedium confidence

Context

Officer Yeh Shu-Hua sold 6,000 shares for $720,180 via a 10b5-1 plan, reducing his stake to 371,498 shares.

Expected impact

likely modest downward pressure as the market prices in the insider sell.

Evidence & confidence

A $720k sale by an officer is material for a micro‑cap, but the amount is modest and the sale was pre‑arranged.

Market effects

Sector

Minimal impact on the broader optoelectronics sector.

Regional

Limited to U.S. small‑cap investors.

Global

Low

Counterpoint

What could challenge this read

The sale was pre‑arranged under a 10b5‑1 plan, so it may not reflect current sentiment.

Key entities

Company
Applied Optoelectronics, Inc.
US‑listed provider of optoelectronic components (ticker AAOI).
Officer
Yeh Shu-Hua (Joshua)
Officer of Applied Optoelectronics who executed the sale.

Read at source ← All news

OCT 27

$LITEHigh

Hyperliquid’s LITE and AAOI Perpetuals Rose as Open Interest Fell

Hyperliquid perpetual contracts for LITE and AAOI rose 9.53% and 9.91% respectively, while open interest fell. StoneX initiated LITE coverage with a Buy rating and $1,200 target, citing AI-related optoelectronics demand. Open interest for LITE and AAOI dropped 21.97% and 34.61% respectively. Two large accounts closed long positions worth $2.61 million.

tokenpost.com1 min

OCT 26

$LITEHigh

Lumentum Jumps 8% as StoneX Starts Coverage With $1,200 Target; Applied Optoelectronics and Coherent Climb 6%

Lumentum (LITE) rose 8% to $819.98 after StoneX initiated coverage with a Buy rating and $1,200 target. Applied Optoelectronics (AAOI) and Coherent (COHR) also climbed 6%. The Roundhill Photonics & Optics ETF (LYTE) gained 4%, outperforming the S&P 500 ETF (SPY).

247wallst.com2 min

OCT 18

$AVGOLow

Nine U.S. Issuers Block Their Shares From Trading on OKXICE Token Platform

Nine U.S. companies, including Broadcom (AVGO), Verizon (VZ), and UnitedHealth (UNH), have blocked OKXICE from listing tokenized versions of their shares, using an SEC opt-out provision. OKXICE, a joint venture between ICE and OKX, aims to trade U.S. equities 24/7 via blockchain. The SEC's temporary framework allows tokenized stocks but requires issuer consent.

finance.biggo.com3 min

OCT 16

$AAOIHighAI 8/10

Why Applied Optoelectronics Stock Plummeted This Week

Applied Optoelectronics (AAOI) fell 23.6% this week, extending a 64.2% drop from its 52-week high, due to concerns about tech giants slowing AI infrastructure spending. The company's stock closed at $83.73 on Oct. 15. Broadcom's CEO warning triggered a sell-off in photonics component makers. AAOI completed a $600M equity offering, and B. Riley lowered its price target to $92. The company's revenue grew 86.4% YoY in Q2 2026, but it posted a net loss of $22.8M.

finance.yahoo.com2 min

OCT 15

$AAOILow

Applied Optoelectronics Stock Fell 12% on Hot Inflation. Opportunity or Falling Knife?

Applied Optoelectronics (AAOI) stock fell 11.82% to $86.22 on October 14 after higher-than-expected inflation data raised concerns about AI spending. Broadcom and Intel executives previously warned of capital constraints for AI infrastructure. Analysts' average price target is $163, 90% above the current price.