Tempest Therapeutics, Inc. (TPST): Submission of Matters to a Vote of Security Holders

Tempest Therapeutics, Inc. (TPST) filed an SEC Form 8-K — Submission of Matters to a Vote of Security Holders. Item 5.07 Submission of Matters to a Vote of Security Holders. On November 9, 2026, Tempest Therapeutics, Inc., a Delaware corporation (the “ Company ”) held its 2026 Annual Meeting of Stockholders (the “ Annual Meeting ”). The final results for each of the proposals submitted to

Event · Shareholder vote
Original reporting
Published Nov 10, 2026, 9:05 PM UTC
Analysis
AlphAI AI DeskAI-generated
Added to AlphAI Nov 10, 2026, 9:10 PM UTC. Informational, not investment advice.
How this was made
AlphAI summarizes source reporting and applies a structured AI analysis for relevance, timing, sentiment and ticker impact. Always verify material claims with the original publisher.
AlphAI market briefCorporate actions
Primary signal
$TPST
Neutral
high confidence
Mentioned
$TPST
Relevance
6/10
AlphAI data visualization · based on SEC EDGAR 8-K
Decision brief

The 30-second read

$TPSTNeutralLow
01

Why it matters

The disclosures are routine governance updates with limited immediate price impact, but they confirm the company’s ability to raise capital under Nasdaq rules.

02

Market read

The filing provides the first public record of the vote outcomes; while material for governance, it offers little actionable trading insight.

03

What to watch

Potential future capital raises tied to the approved Lincoln Park and PIPE proposals may affect share count.

Relevance 6/10Novelty 5/10Timing: post‑market filing

Background

Tempest Therapeutics filed an 8‑K to disclose the final vote counts from its 2026 annual meeting, covering director elections, auditor ratification, and approval of stock‑issuance plans.

Company-level read

Ticker impact

$TPSTNeutralHigh confidence
Context

SEC 8‑K reports the results of Tempest Therapeutics' 2026 annual shareholder meeting votes on directors, auditor, and stock issuance proposals.

Expected impact

minimal impact as the results are expected and do not change fundamentals

Evidence & confidence

The filing discloses only vote tallies for standard proposals; no new financing, acquisition, or material change is announced.

Market effects

None; the filing pertains to a single biotech firm and does not affect the broader sector.

None; the company is US‑listed and the news is company‑specific.

None

Counterpoint

If the vote reveals dissent on the stock‑issuance proposal, it could signal future dilution concerns.

Key entities

  • Tempest Therapeutics, Inc.

    Biotech firm filing the 8‑K.

  • Lincoln Park Capital Fund, LLC

    Partner in the approved stock‑issuance proposal.

Related articles

$TPSTMed

Tempest Reports Third Quarter 2026 Financial Results and Provides Business Update

Tempest Therapeutics, Inc. (TPST) filed an SEC Form 8-K — Results of Operations and Financial Condition. Exhibit 99.1 Tempest Reports Third Quarter 2026 Financial Results and Provides Business Update Exclusively licensed Senlang’s CD7-Targeted lentiviral in vivo CAR-T platform following initial Phase 1 results with lead BCMA/GPRC5D candidate TPST-4903 Secured access to additional ca

$TPSTMedAI 8/10

Tempest Therapeutics Exercises Option to License Senlang’s CD7-Targeted Lentiviral In Vivo CAR-T Platform Following Initial Phase 1 Results with Lead…

Tempest Therapeutics, Inc. (TPST) filed an SEC Form 8-K — Other Events. Exhibit 99.1 Tempest Therapeutics Exercises Option to License Senlang’s CD7-Targeted Lentiviral In Vivo CAR-T Platform Following Initial Phase 1 Results with Lead BCMA/GPRC5D Candidate -Tempest secures exclusive global rights outside China to a targeted lentiviral platform and po

$TPSTHigh

Tempest Therapeutics stock surges on Senlang CAR-T deal

Tempest Therapeutics (NASDAQ:TPST) shares rose 21% after announcing an exclusive option agreement with Hebei Senlang Biotechnology to license Senlang’s CD7-targeted lentiviral vector platform, including a Phase 1 BCMA/GPRC5D dual-targeting candidate for multiple myeloma. The deal complements Tempest’s existing in vivo CAR-T platform, set to enter clinical trials later this year.

$TPSTMed

Tempest Q2 Loss Narrows; Advances In Vivo CAR-T Pipeline With TPST-4003

Tempest Therapeutics (TPST) reported Q2 2026 net loss of $5.2M, or $0.34/share, versus $7.9M, or $2.07/share a year earlier. R&D fell to $1.8M and G&A to $3.4M. Cash was $0.8M at June 30. The company advanced TPST-4003 (CD19/BCMA via CD7 mRNA/LNP) with a Senlang collaboration and a China investigator trial starting Q4 2026, and cited interim TPST-2003 data. Shares were up in premarket.

$TPSTMed

Tempest Reports Second Quarter 2026 Financial Results and Provides Business Update

Tempest Therapeutics, Inc. (TPST) filed an SEC Form 8-K — Results of Operations and Financial Condition. Exhibit 99.1 Tempest Reports Second Quarter 2026 Financial Results and Provides Business Update Executed a development collaboration with Senlang Biotechnology to advance certain in vivo CAR-T product candidates, including TPST-4003, a CD7-targeted next-generation in vivo CAR-T,