DSS, INC. (DSS): Entry into a Material Definitive Agreement
DSS, INC. (DSS) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. EX-10.2 3 ex10-2.htm EX-10.2 Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “ Agreement ”) is dated as of June 23, 2026, between DSS, Inc., a New York corporation (the “ Company ”), and Alset, Inc., a Texas corporation (including its successor
How this was made
The 30-second read
Why it matters
The disclosed conversion price ($0.45) and warrant exercise price ($0.50) imply potential dilution upon conversion/exercise, which can pressure the stock until approval and/or conversion terms are clarified.
Market read
Traders can reassess dilution risk and event timing (stockholder approval) based on the specific conversion and warrant terms disclosed in the 8-K.
What to watch
Key trading drivers likely include whether the note is secured, the likelihood/timeline of stockholder approval, and any anti-dilution/adjustment provisions not shown in the excerpt.
Background
The SEC 8-K reports DSS’s entry into a material definitive agreement, including a securities purchase agreement with a convertible promissory note and warrants.
Ticker impact
DSS entered a securities purchase agreement for a $1.0M convertible note convertible at $0.45 and warrants at $0.50.
Likely modest negative-to-neutral bias from dilution risk, with volatility around stockholder-approval timing and conversion/warrant mechanics.
An 8-K is a primary disclosure of capital raise terms; however, the excerpt provides limited details on closing conditions, use of proceeds, and whether the note is immediately dilutive.
Market effects
Adds another small-cap financing datapoint; limited direct read-across without sector-specific context.
Primarily affects US micro/small-cap risk sentiment; no clear regional spillover.
No material global linkage indicated in the filing excerpt.
Counterpoint
If the financing is structured to minimize immediate dilution (e.g., conversion only after stockholder approval), the near-term overhang may be smaller than typical convertible-note deals.
Key entities
- companyDSS, Inc.
Issuer entering the securities purchase agreement for a $1.0M convertible note and warrants.
- companyAlset, Inc.
Purchaser under the securities purchase agreement.
