$CAT insider trading
Over the last 12 months, Caterpillar insiders reported 2 buys totaling $390K and 27 sales totaling $209.6M across SEC Form 4 filings. 28% of those filings were made under pre-arranged 10b5-1 trading plans.
- Bought · 12m
- $390K 2 events
- Sold · 12m
- $209.6M 27 events
- Events · 12m
- 29 Form 4 filings, grouped
- Insiders · 12m
- 10 distinct reporters
- 10b5-1 share
- 28% of events, not dollars
All insider trades
Scroll the table sideways for price, value and marks.
| Date | Insider | Type | Shares | Avg price | Value | Δ stake | Marks |
|---|---|---|---|---|---|---|---|
| May 6, 2026 | De Lange BobGroup President · O | ▼ Sale | 24,222 | $922.92 | $22.4M | -22% | 2 tranches |
| May 6, 2026 | Fassino Anthony D.Group President · O | ▼ Sale | 9,152 | $926.25 | $8.5M | -16.6% | 2 tranches |
| May 6, 2026 | BONFIELD ANDREW R JCFO Emeritus · O | ▼ Sale | 15,674 | $918.71 | $14.4M | -22.8% | — |
| May 5, 2026 | Shurman Rodney MichaelGroup President · O | ▼ Sale | 5,639 | $903.18 | $5.1M | -68.9% | 2 tranches |
| May 4, 2026 | Kaiser JasonGroup President · O | ▼ Sale | 5,642 | $883.03 | $5.0M | -37% | — |
| May 4, 2026 | MacLennan DavidD | ▲ Buy | 250 | $876.84 | $219K | +3.1% | — |
| Mar 5, 2026 | Creed Joseph EChief Executive Officer · O | ▼ Sale | 2,500 | $718.93 | $1.8M | -6.7% | plan · 5 tranches |
| Feb 23, 2026 | Shurman Rodney MichaelGroup President · O | ▼ Sale | 2,278 | $759.61 | $1.7M | -61.2% | — |
| Feb 17, 2026 | Shurman Rodney MichaelGroup President · O | ▼ Sale | 1,764 | $763.39 | $1.3M | -55.1% | — |
| Feb 17, 2026 | Schaupp William EChief Accounting Officer · O | ▼ Sale | 972 | $764.2 | $743K | -54.1% | — |
| Feb 13, 2026 | Fassino Anthony D.Group President · O | ▼ Sale | 7,891 | $776.9 | $6.1M | -14.5% | — |
| Feb 12, 2026 | Kaiser JasonGroup President · O | ▼ Sale | 1,690 | $776.7 | $1.3M | -16.3% | plan |
| Feb 11, 2026 | De Lange BobGroup President · O | ▼ Sale | 12,507 | $767.08 | $9.6M | -12.8% | — |
| Feb 6, 2026 | De Lange BobGroup President · O | ▼ Sale | 22,656 | $720.11 | $16.3M | -22.1% | — |
| Feb 6, 2026 | Fassino Anthony D.Group President · O | ▼ Sale | 6,033 | $722.15 | $4.4M | -12.8% | — |
| Feb 4, 2026 | De Lange BobGroup President · O | ▼ Sale | 16,070 | $704.97 | $11.3M | -16.7% | 3 tranches |
| Feb 2, 2026 | Johnson Denise CGroup President · O | ▼ Sale | 39,138 | $681.08 | $26.7M | -47.4% | 8 tranches |
| Feb 2, 2026 | Fassino Anthony D.Group President · O | ▼ Sale | 10,671 | $680.45 | $7.3M | -20.6% | — |
| Feb 2, 2026 | De Lange BobGroup President · O | ▼ Sale | 15,977 | $682.99 | $10.9M | -16.7% | — |
| Dec 31, 2025 | BONFIELD ANDREW R JChief Financial Officer · O | ▼ Sale | 10,000 | $575.06 | $5.8M | -18% | plan · 7 tranches |
| Dec 1, 2025 | BONFIELD ANDREW R JChief Financial Officer · O | ▼ Sale | 10,000 | $571.44 | $5.7M | -15.3% | plan · 7 tranches |
| Nov 11, 2025 | Kaiser JasonGroup President · O | ▼ Sale | 10,707 | $563.6 | $6.0M | -55.3% | plan · 13 tranches |
| Nov 10, 2025 | Fassino Anthony D.Group President · O | ▼ Sale | 8,184 | $570.18 | $4.7M | -16.5% | — |
| Nov 6, 2025 | MacLennan DavidD | ▲ Buy | 300 | $568.86 | $171K | +3.9% | — |
| Nov 5, 2025 | De Lange BobGroup President · O | ▼ Sale | 14,638 | $562.36 | $8.2M | -15.4% | — |
| Nov 5, 2025 | Schaupp William EChief Accounting Officer · O | ▼ Sale | 1,200 | $572.22 | $687K | -47.6% | — |
| Oct 10, 2025 | Umpleby III Donald JExecutive Chairman · O | ▼ Sale | 17,166 | $505.29 | $8.7M | -3.7% | plan |
| Sep 22, 2025 | Umpleby III Donald JExecutive Chairman · O | ▼ Sale | 17,166 | $462.65 | $7.9M | -3.6% | plan |
| Sep 2, 2025 | Umpleby III Donald JExecutive Chairman · O·D | ▼ Sale | 17,168 | $412.87 | $7.1M | -3.4% | plan |
| Aug 15, 2025 | SCHWAB SUSAN CD | ▼ Sale | 2,324 | $410 | $953K | -25.1% | — |
| Aug 11, 2025 | Kaiser JasonGroup President · O | ▼ Sale | 2,161 | $417.7 | $903K | -20% | — |
Every $CAT filing on this page is one API call away
The same Form 4 data over REST or MCP, already grouped into events with the plan flag and the dollar value read. A free key does 100 calls a day and needs no card. Prefer email? Caterpillar filings can reach your inbox instead.
Corporate insiders — officers, directors and 10%+ owners — must report their trades to the SEC on Form 4 within two business days. This page shows open-market activity: purchases (code P), sales (S) and dispositions back to the issuer (D). Scheduled compensation events such as stock grants and option exercises are also filed on Form 4 but carry no trading signal, so they are not shown and counts here can be lower than the raw EDGAR filing total. We group each filing's transactions into one economic event (a laddered 10b5-1 sale is one event, not 25 rows), flag pre-arranged plans and late filings, and link every event to its AI-scored article in the $CAT feed.