SEC Form 4Coverage since May 27, 2026
$SWZ insider trading
Over the last 12 months, Total Return Securities Fund insiders reported 12 buys totaling $221K and no sales across SEC Form 4 filings.
- Bought · 12m
- $221K 12 events
- Sold · 12m
- — 0 events
- Events · 12m
- 12 Form 4 filings, grouped
- Insiders · 12m
- 3 distinct reporters
- 10b5-1 share
- 0% pre-arranged plans
Side
Price · $SWZ · 12Mvia TradingView
Top insiders · 12m
SELL MORITZ A—6× · $78K
Dakos AndrewPresident and CEO5× · $107K
GOLDSTEIN PHILLIPSecretary1× · $36K
All insider trades
12 events
| Date | Insider | Type | Shares | Avg price | Value | Δ stake | Marks |
|---|---|---|---|---|---|---|---|
| Jul 23, 2026 | SELL MORITZ AD | ▲ Buy | 2,517 | $5.87 | $15K | +11.6% | 2 tranches |
| Jul 21, 2026 | SELL MORITZ AD | ▲ Buy | 1,483 | $5.92 | $9K | +7.3% | 2 tranches |
| Jul 6, 2026 | GOLDSTEIN PHILLIPSecretary · O·D | ▲ Buy | 5,980 | $5.95 | $36K | +5.3% | — |
| Jul 2, 2026 | Dakos AndrewPresident and CEO · O·D | ▲ Buy | 5,000 | $5.92 | $30K | +4% | 2 tranches · indirect |
| Jun 29, 2026 | SELL MORITZ AD | ▲ Buy | 4,091 | $5.9 | $24K | +25.3% | 2 tranches |
| Jun 18, 2026 | SELL MORITZ AD | ▲ Buy | 2,000 | $5.91 | $12K | +14.1% | 2 tranches |
| Jun 16, 2026 | SELL MORITZ AD | ▲ Buy | 2,155 | $5.96 | $13K | +18% | 2 tranches |
| May 29, 2026 | SELL MORITZ AD | ▲ Buy | 1,000 | $6.01 | $6K | +9.1% | — |
| May 28, 2026 | Dakos AndrewPresident and CEO · O·D | ▲ Buy | 5,400 | $5.99 | $32K | +4.5% | indirect |
| May 28, 2026 | Dakos AndrewPresident and CEO · O·D | ▲ Buy | 100 | $5.98 | $598 | +0.1% | indirect |
| May 27, 2026 | Dakos AndrewPresident and CEO · O·D | ▲ Buy | 3,000 | $5.98 | $18K | +2.6% | indirect |
| May 27, 2026 | Dakos AndrewPresident and CEO · O·D | ▲ Buy | 4,500 | $5.97 | $27K | +4% | indirect |
About Form 4
Corporate insiders — officers, directors and 10%+ owners — must report their trades to the SEC on Form 4 within two business days. We group each filing's transactions into one economic event (a laddered 10b5-1 sale is one event, not 25 rows), flag pre-arranged plans and late filings, and link every event to its AI-scored article in the $SWZ feed.