SEC Form 4Coverage since Sep 2, 2025Open-market trades only
$AX insider trading
Over the last 12 months, Axos Financial insiders reported no purchases and 63 sales totaling $23.6M across SEC Form 4 filings.
- Bought · 12m
- — 0 events
- Sold · 12m
- $23.6M 63 events
- Events · 12m
- 63 Form 4 filings, grouped
- Insiders · 12m
- 22 distinct reporters
- 10b5-1 share
- 0% of events, not dollars
Side
Price · $AX · 3Mvia TradingView
Top insiders · 12m
Constantine Thomas M—6× · $1.1M
Walsh DerrickEVP, Chief Financial Officer5× · $971K
GILL ANN—4× · $219K
Tolla John CharlesEVP, Chief Risk Officer4× · $515K
Swanson Brian D—3× · $251K
All insider trades
50 of 65 events
Scroll the table sideways for price, value and marks.
| Date | Insider | Type | Shares | Avg price | Value | Δ stake | Marks |
|---|---|---|---|---|---|---|---|
| Aug 5, 2026 | Santi Roque AD | ▼ Sale | 500 | $105.3 | $53K | -6.5% | — |
| Jun 30, 2026 | Garrabrants GregoryPresident and CEO · O·D | ▽ Sale to issuer | 108,995 | $97.39 | $10.6M | -6.7% | — |
| Jun 8, 2026 | Constantine Thomas M | ▼ Sale | 1,994 | $88.55 | $177K | -11% | — |
| Mar 20, 2026 | Watson Michael JamesEVP, Head of Axos Securities · O | ▽ Sale to issuer | 491 | $82.93 | $41K | -7.3% | — |
| Mar 20, 2026 | THIELE CANDACE LEVP, Chief Administrative Offi · O | ▽ Sale to issuer | 217 | $82.93 | $18K | -17.7% | — |
| Mar 20, 2026 | GILL ANNSVP, Chief Accounting Officer · O | ▽ Sale to issuer | 323 | $82.93 | $27K | -3% | — |
| Mar 20, 2026 | Crow David MEVP, Head of Clearing · O | ▽ Sale to issuer | 200 | $82.93 | $17K | -10.4% | — |
| Mar 20, 2026 | Constantine Thomas MEVP, Chief Credit Officer · O | ▽ Sale to issuer | 606 | $82.93 | $50K | -3.2% | — |
| Mar 20, 2026 | Bar-Adon EshelEVP Strategic Partnerships an · O | ▽ Sale to issuer | 592 | $82.93 | $49K | -0.5% | — |
| Mar 20, 2026 | Swanson Brian DPresident, Consumer Bank · O | ▽ Sale to issuer | 2,221 | $82.93 | $184K | -3.7% | 2 tranches |
| Mar 20, 2026 | Tolla John CharlesEVP, Chief Risk Officer · O | ▽ Sale to issuer | 2,221 | $82.93 | $184K | -7% | 2 tranches |
| Mar 20, 2026 | Walsh DerrickEVP, Chief Financial Officer · O | ▽ Sale to issuer | 733 | $82.93 | $61K | -1.8% | — |
| Mar 20, 2026 | MATSUMOTO RAYMOND DEVP, Chief Operating Officer · O | ▽ Sale to issuer | 874 | $82.93 | $72K | -2.1% | — |
| Mar 15, 2026 | Watson Michael James | ▽ Sale to issuer | 1,295 | $84.68 | $110K | -18.4% | 2 tranches |
| Mar 15, 2026 | THIELE CANDACE L | ▽ Sale to issuer | 434 | $84.68 | $37K | -35.7% | 2 tranches |
| Mar 15, 2026 | GILL ANN | ▽ Sale to issuer | 857 | $84.68 | $73K | -7.7% | 2 tranches |
| Mar 15, 2026 | Crow David M | ▽ Sale to issuer | 292 | $84.68 | $25K | -18% | — |
| Mar 15, 2026 | Constantine Thomas M | ▽ Sale to issuer | 2,023 | $84.68 | $171K | -10.3% | 2 tranches |
| Mar 15, 2026 | Bar-Adon EshelEVP, Strategic Partnerships an · O | ▽ Sale to issuer | 1,715 | $90.23 | $155K | -1.3% | 2 tranches |
| Mar 15, 2026 | Swanson Brian D | ▽ Sale to issuer | 1,450 | $84.68 | $123K | -2.5% | 2 tranches |
| Mar 15, 2026 | Tolla John CharlesEVP, Chief Risk Officer · O | ▽ Sale to issuer | 1,611 | $84.68 | $136K | -5.6% | 2 tranches |
| Mar 15, 2026 | Walsh DerrickEVP, Chief Financial Officer · O | ▽ Sale to issuer | 2,017 | $84.68 | $171K | -4.9% | 2 tranches |
| Mar 15, 2026 | MATSUMOTO RAYMOND D | ▽ Sale to issuer | 2,453 | $84.68 | $208K | -5.7% | 2 tranches |
| Feb 17, 2026 | Nick MosichD | ▼ Sale | 1,275 | $98 | $125K | -1.6% | — |
| Feb 11, 2026 | Nick MosichD | ▼ Sale | 1,000 | $97 | $97K | -1.2% | — |
| Feb 6, 2026 | Constantine Thomas M | ▼ Sale | 3,260 | $100 | $326K | -16.9% | — |
| Feb 6, 2026 | Walsh DerrickEVP, Chief Financial Officer · O | ▼ Sale | 4,846 | $101.21 | $490K | -11.3% | — |
| Feb 6, 2026 | COURT JAMES JOHND | ▼ Sale | 11,163 | $101.01 | $1.1M | -25.8% | — |
| Feb 4, 2026 | Garrabrants GregoryPresident and CEO · O·D | ▼ Sale | 43,294 | $99.1 | $4.3M | -3% | — |
| Dec 8, 2025 | Bohlig Tamara ND | ▼ Sale | 2,145 | $86.23 | $185K | -14.2% | — |
| Dec 5, 2025 | Ratinoff Edward JamesD | ▼ Sale | 2,145 | $84.59 | $181K | -4.4% | — |
| Nov 15, 2025 | GILL ANN | ▽ Sale to issuer | 538 | $79.12 | $43K | -5.2% | — |
| Nov 14, 2025 | Wardell-Smith SaraD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -14.7% | — |
| Nov 14, 2025 | Bohlig Tamara ND | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -12.5% | — |
| Nov 14, 2025 | Dada UzairD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -6.4% | — |
| Nov 14, 2025 | Carter Stefani DD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -16.1% | — |
| Nov 14, 2025 | Argalas James SD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -2.8% | — |
| Nov 14, 2025 | COURT JAMES JOHND | ▽ Sale to issuer | 2,362 | $79.12 | $187K | -5.2% | — |
| Nov 14, 2025 | Ratinoff Edward JamesD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -4.2% | — |
| Nov 14, 2025 | Nick MosichD | ▽ Sale to issuer | 2,721 | $79.12 | $215K | -3.2% | — |
| Nov 14, 2025 | Santi Roque AD | ▽ Sale to issuer | 2,144 | $79.12 | $170K | -20.8% | — |
| Nov 14, 2025 | Grinberg PaulD | ▽ Sale to issuer | 6,432 | $79.12 | $509K | -5.1% | — |
| Sep 23, 2025 | Watson Michael James | ▽ Sale to issuer | 512 | $88.46 | $45K | -10% | — |
| Sep 23, 2025 | GILL ANN | ▽ Sale to issuer | 487 | $88.46 | $43K | -5% | — |
| Sep 23, 2025 | PARK DAVID X | ▽ Sale to issuer | 859 | $88.46 | $76K | -4.2% | — |
| Sep 23, 2025 | Constantine Thomas M | ▽ Sale to issuer | 1,098 | $88.46 | $97K | -5.4% | — |
| Sep 23, 2025 | Bar-Adon EshelEVP, Strategic Partnerships an · O | ▽ Sale to issuer | 927 | $88.46 | $82K | -0.7% | — |
| Sep 23, 2025 | Swanson Brian D | ▽ Sale to issuer | 609 | $88.46 | $54K | -1.1% | — |
| Sep 23, 2025 | Tolla John CharlesEVP, Chief Risk Officer · O | ▽ Sale to issuer | 731 | $88.46 | $65K | -2.3% | — |
| Sep 23, 2025 | Walsh DerrickEVP, Chief Financial Officer · O | ▽ Sale to issuer | 1,073 | $88.46 | $95K | -2.4% | — |
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About Form 4
Corporate insiders — officers, directors and 10%+ owners — must report their trades to the SEC on Form 4 within two business days. This page shows open-market activity: purchases (code P), sales (S) and dispositions back to the issuer (D). Scheduled compensation events such as stock grants and option exercises are also filed on Form 4 but carry no trading signal, so they are not shown and counts here can be lower than the raw EDGAR filing total. We group each filing's transactions into one economic event (a laddered 10b5-1 sale is one event, not 25 rows), flag pre-arranged plans and late filings, and link every event to its AI-scored article in the $AX feed.