$LPLA insider trading
Over the last 12 months, LPL Financial Holdings insiders reported no purchases and 15 sales totaling $8.2M across SEC Form 4 filings. 87% of those filings were made under pre-arranged 10b5-1 trading plans.
- Bought · 12m
- — 0 events
- Sold · 12m
- $8.2M 15 events
- Events · 12m
- 15 Form 4 filings, grouped
- Insiders · 12m
- 6 distinct reporters
- 10b5-1 share
- 87% of events, not dollars
All insider trades
Scroll the table sideways for price, value and marks.
| Date | Insider | Type | Shares | Avg price | Value | Δ stake | Marks |
|---|---|---|---|---|---|---|---|
| Aug 20, 2026 | Gates GregGroup Managing Director · O | ▼ Sale | 4,119 | $355.38 | $1.5M | -14.9% | — |
| Jul 31, 2026 | Enyedi MatthewGroup Managing Director · O | ▼ Sale | 1,000 | $352.72 | $353K | -7.1% | plan · 5 tranches |
| Jun 17, 2026 | Jambusaria AneriGroup Managing Director · O | ▼ Sale | 308 | $306 | $94K | -4.6% | plan |
| Apr 15, 2026 | Audette Matthew JPresident and CFO · O | ▼ Sale | 1,579 | $328.63 | $519K | -7.4% | plan · 6 tranches |
| Mar 10, 2026 | Cohen Marc EliotGroup Managing Director · O | ▼ Sale | 3,300.211 | $309.07 | $1.0M | -42.9% | 2 tranches |
| Mar 2, 2026 | Jambusaria AneriGroup Managing Director · O | ▼ Sale | 308 | $306 | $94K | -4.4% | plan |
| Feb 26, 2026 | Enyedi MatthewGroup Managing Director · O | ▼ Sale | 2,109 | $320.15 | $675K | -13% | plan · 5 tranches |
| Feb 26, 2026 | Audette Matthew JPresident and CFO · O | ▼ Sale | 1,581 | $320.5 | $507K | -6.9% | plan · 4 tranches |
| Dec 5, 2025 | Steinmeier RichardChief Executive Officer · O | ▼ Sale | 5,058 | $370.99 | $1.9M | -35.2% | plan · 6 tranches |
| Dec 5, 2025 | Gates GregGroup Managing Director · O | ▼ Sale | 750 | $370.97 | $278K | -4.9% | plan · 6 tranches |
| Dec 1, 2025 | Jambusaria AneriGroup Managing Director · O | ▼ Sale | 80 | $352.48 | $28K | -1.4% | plan |
| Nov 5, 2025 | Gates GregGroup Managing Director · O | ▼ Sale | 1,500 | $376.43 | $565K | -8.9% | plan · 8 tranches |
| Oct 6, 2025 | Gates GregGroup Managing Director · O | ▼ Sale | 750 | $314.42 | $236K | -4.3% | plan · 5 tranches |
| Sep 5, 2025 | Gates GregGroup Managing Director · O | ▼ Sale | 1,500 | $338.21 | $507K | -7.8% | plan · 18 tranches |
| Sep 2, 2025 | Jambusaria AneriGroup Managing Director · O | ▼ Sale | 80 | $361.25 | $29K | -1.4% | plan |
Every $LPLA filing on this page is one API call away
The same Form 4 data over REST or MCP, already grouped into events with the plan flag and the dollar value read. A free key does 100 calls a day and needs no card. Prefer email? LPL Financial Holdings filings can reach your inbox instead.
Corporate insiders — officers, directors and 10%+ owners — must report their trades to the SEC on Form 4 within two business days. This page shows open-market activity: purchases (code P), sales (S) and dispositions back to the issuer (D). Scheduled compensation events such as stock grants and option exercises are also filed on Form 4 but carry no trading signal, so they are not shown and counts here can be lower than the raw EDGAR filing total. We group each filing's transactions into one economic event (a laddered 10b5-1 sale is one event, not 25 rows), flag pre-arranged plans and late filings, and link every event to its AI-scored article in the $LPLA feed.