$NCPL

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Resignation of Director On August 27, 2026, Avi Liss resigned as a member of the Board of Directors (the “Board”) of Netca

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On August 19, 2026, following the United States District Court for the District of Massachusetts’ approval of Cecilia Lenk

Kingscrowd reported that only 3 of 11 Netcapital (NCPL) offerings mentioned in SEC fraud allegations were funded, totaling $78,740. The SEC claims Netcapital inflated revenue by 345%, raising $25.6M. Kingscrowd flagged potential fraud, noting retail investors lost about $80,000.

The SEC filed a complaint against Netcapital (NCPL) and several individuals, alleging a fraudulent scheme to overstate revenue by 345% and raise $25M from investors. CEO Todd Violette, who joined in 2026, stated the company will review the complaint and act in shareholders' best interests. NCPL's market cap is now around $1.18M.

The SEC charged Netcapital (Netcapital) with securities fraud, alleging the fintech overstated revenue. According to the SEC, Netcapital improperly recorded about $14 million in revenue from consulting agreements tied to John Fanning, which the SEC says were shams and produced no real revenue. The SEC also alleged some agreements were forged, per its civil complaint in federal court.

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. Exhibit 99.1 Netcapital Inc. Granted Additional 180-Day Nasdaq Compliance Period for Minimum Bid Price Requirement BOSTON, MA, August 10, 2026 – Netcapital Inc . (Nasdaq: NCPL) (the “Company”) Today announced that it has received written notification from the Nasdaq Listing Quali

Netcapital Inc. (Nasdaq: NCPL) said the SEC has stayed a Nasdaq continued listing rule that would have required MVLS of at least $5 million, with immediate suspension and delisting if below that level for 30 days. The stay remains until the full SEC Commission decides. Netcapital said it will continue its turnaround plan.

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. EX-10.1 3 ex10-1.htm EX-10.1 Exhibit 10.1 EQUITY PURCHASE AGREEMENT This equity purchase agreement is entered into as of June 29, 2026 (this “ Agreement ”), by and between Netcapital Inc., a Utah corporation (the “ Company ”), and Hudson Global Ventures, LLC, a Nevada limited lia

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. EX-10.1 4 ex10-1.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 1, 2026, by and between Netcapital Inc. , a Utah corporation, with headquarters located at 1 Lincoln Street, Boston, MA 02111 (the “Compa

Netcapital Inc. (NCPL) filed an SEC Form 8-K — Entry into a Material Definitive Agreement. EX-10.1 4 ex10-1.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 9, 2026, by and between Netcapital Inc. , a Utah corporation, with headquarters located at 1 Lincoln Street, Boston, MA 02111 (the “Compa